Jennifer J Winstel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 01/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2013 → 01/2024
  Bank Of America, N.A.
  Charlotte, NC
• 01/2024 → Present
  Ubs Financial Services Inc.
  Charlotte, NC

Previous Registrations

• 2013-06-10 → 2024-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
  Raleigh, NC

Other Businesses

M. B. Revocable Trust; Co-Trustee and Co-Executor; Charlotte, North Carolina 28211; I will serve as Co-Trustee; Start date: 6/1/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-07
• S63 Uniform Securities Agent State Law Examination
  1992-04-07

Other Names

• Jeni Winstel
• Jennifer Jayn Winstel