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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Teaneck | NJ | 11/2013 | 07/2022 |
| B. Riley Wealth Management | Teaneck | NJ | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | Present |
(1) NUTLEY HISTORICAL SOCIETY & MUSEUM; NON INVESTMENT-RELATED; NUTLEY, NJ; PRESIDENT; 6 HRS/MONTH, DURING TRADING HOURS; RUN MEETINGS, MAKE BUSINESS AND MAINTENANCE DECISIONS FOR LOCAL TOWN MUSEUM... (2) KIWANIS CLUB OF BELLEVILLE NJ; NON INVESTMENT-RELATED; NUTLEY, NJ; CIVIC ORGANIZATION; TREASURER; START DATE: 03/1992, 2 HRS/MONTH, 0 DURING TRADING HOURS; ATTEND MEETINGS, LOCAL CHARITY PROJECTS TO AID FAMILIES... (3) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; SAME ADDRESS AS BRWM; INSURANCE SALES; AGENT; START DATE: 12/2013; 1 HR/MONTH DEVOTED DURING SECURITIESTRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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