David Brad Kauffman

Employer firm

Cw Advisors, LLC CRD 310873

$15.2B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 05/2021
  Pinnacle Advisory Group, Inc.
  Columbia, MD
• 05/2021 → Present
  Congress Wealth Management Llc
  Columbia, MD

Previous Registrations

• 2007-02-02 → 2021-05-17
  Pinnacle Advisory Group, Inc.
  Columbia, MD
• 2003-06-02 → 2007-01-30
  Ferris, Baker Watts, Llc
  Rockville, MD
  Rockville, MD
• 2002-11-20 → 2003-06-10
  Morgan Stanley Dw Inc.
  Washington, DC
• 2000-01-02 → 2003-06-05
  Capital Investment Advisors
  Washington, DC

Other Businesses

1.) WAYPOINT CONSULTING GROUP, NOT INVESTMENT RELATED, COLUMBIA MD, PARTNER, 0 HOURS PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2001-03-27
• S63 Uniform Securities Agent State Law Examination
  1992-01-10

Designations

• Certified Financial Planner