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David Brad Kauffman

Cw Advisors, LLC

Boston, MA

Columbia, MD

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Current Employers
Cw Advisors, Llc

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-04-19
  • MD RA
    APPROVED
    Since 2021-04-19

Branch Locations

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

6345 Woodside Court, Suite 100, Columbia, MD 21046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Advisory Group, Inc. Columbia MD 01/2007 05/2021
Congress Wealth Management Llc Columbia MD 05/2021 Present
  • 01/2007 → 05/2021
    Pinnacle Advisory Group, Inc.
    Columbia, MD
  • 05/2021 → Present
    Congress Wealth Management Llc
    Columbia, MD
Previous Registrations
  • 2007-02-02 → 2021-05-17
    Pinnacle Advisory Group, Inc.
    Columbia, MD
  • 2003-06-02 → 2007-01-30
    Ferris, Baker Watts, Llc
    Rockville, MD
    Rockville, MD
  • 2002-11-20 → 2003-06-10
    Morgan Stanley Dw Inc.
    Washington, DC
  • 2000-01-02 → 2003-06-05
    Capital Investment Advisors
    Washington, DC
Other Businesses

1.) WAYPOINT CONSULTING GROUP, NOT INVESTMENT RELATED, COLUMBIA MD, PARTNER, 0 HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-27
S63 Uniform Securities Agent State Law Examination 1992-01-10
  • S66 Uniform Combined State Law Examination
    2001-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-01-10
Designations

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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