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3700 Park 42 Drive Suite 130A, Cincinnati, OH 45241-2081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-03 |
| MI | RA | APPROVED | 2025-10-03 |
| IL | RA | APPROVED | 2019-09-16 |
| OH | RA | APPROVED | 2019-09-11 |
Branch Locations
Mount Prospect, IL • United States
3700 Park 42 Drive Suite 130A, Cincinnati, OH 45241-2081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Managament, Llc | Cincinnati | OH | 04/2016 | 09/2019 |
| A. King Financial Chartered, Ltd | Mt. Prospect | IL | 01/2016 | Present |
| Dinergy Wealth Management | Cincinnati | OH | 09/2019 | Present |
The Name of the other business: A. King Financial Charted, LTD Investment Related?: Yes Address of other business: 1 W. ORchard PLace, Mt. Prospect, IL 60056 Nature of other business:Life Insurance Your position:President/Insurance Agent Start Date:01/01/2016 How many hours you devote to the other business per month: 80 How many hours you devote to the other business during securities trading hours: 20 Briefly describe your duties: Insurance Sales The Name of the other business: Buckeye King, LLC Investment Related?: No Address of other business: 28430 Shorewood, Covert, MI 49043 Nature of other business: Rental Property Your position:Co-Owner Start Date:01/01/1996 How many hours you devote to the other business per month: 2 How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Co- Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-31 |
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