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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-25 |
| AR | RA | APPROVED | 2008-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rogers | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rogers | AR | 11/2016 | Present |
ROGERS PUBLIC SCHOOLS BOARD OF EDUCATION; NOT INV. RELATED; ROGERS, AR; BOARD MEMBER; START DATE 1/2021; 12 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MEETINGS, SET DISTRICT POLICIES, OVERSEE DISTRICT FINANCES AND PROVIDE DIRECTION FOR SCHOOL DISTRICT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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