Steven Edward Rutledge

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2023-06-08
CA	RA	APPROVED	2003-04-04

HI RA
APPROVED

Since 2023-06-08
CA RA
APPROVED

Since 2003-04-04

Branch Locations

Carmichael, CA • United States

3001 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Sacramento	CA	04/2003	Present

04/2003 → Present

Ubs Financial Services Inc.

Sacramento, CA

Previous Registrations

2000-08-14 → 2002-12-02

J.P. Morgan Securities Inc.

San Francisco, CA

Other Businesses

1. Steven Rutledge, Olympic ValleyCalifornia United States-96146, Rental property, Real Estate, Vacation rental property, Proprietor / owner, Owner of vacation home, start date-1/1/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-24
S63	Uniform Securities Agent State Law Examination	1994-06-16

S65 Uniform Investment Adviser Law Examination

2000-07-24
S63 Uniform Securities Agent State Law Examination

1994-06-16

View on SEC IAPD