Ronnie Wayne Rochelle

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-29 → 2013-09-03
  Tower Square Securities, Inc.
  Knoxville, TN
  Knoxville, TN

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2005, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS HEALTH, AND LONG-TERM CARE; 2. DESIGNSENSORY, POPFIZZ NOT INVESTMENT RELATED, 1740 COMMONS POINT DRIVE, KNOXVILLE, TN 37932, WEBSITE DESIGN, START 01/2002, 20HRS/WK (TRADING HOURS), CFO ACCOUNTING; 3. NAME OF OTHER BUSINESS: KNOX COUNTY COMMISSIONER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COUNTY COMMISSIONER; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: KNOX COUNTY COMMISSIONER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SET POLICY AND BUDGETS TO MAKE COUNTY GOVERNMENT WORK EFFICIENTLY;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1991-11-11

Designations

• Certified Financial Planner

Other Names

• Ron Rochelle
• Ron Wayne Rochelle