Best Investors Account Sign in
Inactive

John Paul Simmons

Charles Schwab & Co., Inc.

Carmel, IN

Phoenix, AZ

CRD 2188297

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-04-09
  • IN RA
    APPROVED
    Since 2025-04-09

Branch Locations

Carmel, IN • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford Financial Group, Ltd. Carmel IN 12/2014 06/2023
Charles Schwab & Co., Inc. Carmel IN 03/2025 Present
Unemployed Carmel IN 07/2023 02/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S66 Uniform Combined State Law Examination
    2004-12-21
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25
Designations
  • Certified Financial Planner
Other Names
  • J.P. Simmons

View on SEC IAPD

More in Carmel, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor