Michael Lendell Foland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 04/2019
  U.S. Bancorp Investments, Inc.
  Cedar Falls, IA
• 04/2019 → 06/2023
  Western International Securities, Inc.
  Pasadena, CA
• 06/2023 → Present
  Lpl Financial
  Taylor Ridge, IL

Previous Registrations

• 2019-05-20 → 2023-06-08
  Western International Securities, Inc.
  Taylor Ridge, IL
  Clovis, CA
  Taylor Ridge, IL
  Pasadena, CA
• 2011-03-28 → 2019-05-02
  U.S. Bancorp Investments, Inc.
  Cedar Falls, IA
  Cedar Falls, IA
  Cedar Falls, IA
  Vinton, IA
  Rock Island, IL
  Rock Island, IL
  Muscatine, IA
  Davenport, IA
  Moline, IL
• 2011-01-03 → 2011-04-11
  Wells Fargo Clearing Services, Llc
  Moline, IL
  Rock Island, IL
  Davenport, IA
  Davenport, IA
• 2007-08-22 → 2011-01-03
  Wells Fargo Investments, Llc
  Moline, IL
  Davenport, IA
  Rock Island, IL
• 2005-11-30 → 2007-08-22
  Robert W. Baird & Co. Incorporated
  Davenport, IA
  Quad Cities, IA

Other Businesses

1) 5/24/2023 - Foland Financial Services - DBA for LPL Business (entity for LPL business)- Inv. Related - At reported business location(s) - start date 6/2023- 40hrs/mth 2) 5/24/2023- Foland F - Non-Variable Insurance - Agent selling Annuities, Universal Life Insurance, Flexible Premium Life, - Inv. Related- Taylor Ridge, IL - start date 6/8/2023- 3hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2005-11-22
• S65 Uniform Investment Adviser Law Examination
  2000-05-11
• S63 Uniform Securities Agent State Law Examination
  1991-11-12

Other Names

• Mike Foland