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Timothy Mark Ingalls

Osaic Advisory Services, LLC

Windsor, CT

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-08
  • CT RA
    APPROVED
    Since 2024-11-08

Branch Locations

14 Maple Avenue, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 07/2019
Kms Financial Services, Inc Seattle WA 07/2019 11/2020
Securities America, Inc. Windsor CT 11/2020 06/2024
Arbor Point Advisors Windsor CT 11/2020 11/2024
Osaic Wealth, Inc. Windsor CT 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 01/2013 → 07/2019
    Cetera Advisors Llc
    Denver, CO
  • 07/2019 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    Windsor, CT
  • 11/2020 → 11/2024
    Arbor Point Advisors
    Windsor, CT
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Windsor, CT
  • 11/2024 → Present
    Osaic Advisory Services, Llc
    Atlanta, GA
Previous Registrations
  • 2020-11-06 → 2024-11-08
    Arbor Point Advisors
    Windsor, CT
  • 2019-07-25 → 2020-11-06
    Kms Financial Services, Inc.
    Windsor, CT
    Seattle, WA
  • 2012-02-28 → 2019-07-16
    Cetera Advisors Llc
    Windsor, CT
  • 2011-01-03 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-11
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S66 Uniform Combined State Law Examination
    2010-12-11
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19

View on SEC IAPD

Other Firms

EDWARD JONES
WEALTHSHAPE LLC
PARKER WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.
EAGLE STRATEGIES LLC
FIDUCIENT ADVISORS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.

Other Investors

Martin Doyle McMahon
Daniel Gilligan
Monica L Forbes
TIMOTHY JOHN BAKER
JEFFREY PARKER SMITH
ERIK A LILLIBRIDGE
Michael Gothers
Michael Dennis McGrath

Other Offices

EDWARD JONES · WINDSOR, CT
WEALTHSHAPE LLC · WINDSOR, CT
PARKER WEALTH MANAGEMENT, LLC · WINDSOR, CT
OSAIC WEALTH, INC. · WINDSOR, CT
EAGLE STRATEGIES LLC · WINDSOR, CT
FIDUCIENT ADVISORS LLC · WINDSOR, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · WINDSOR,, CT
PFS INVESTMENTS INC. · BLOOMFIELD, CT

More in Windsor, CT

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