Roger Allen Lintner

Employer firm

First Heartland Consultants, Inc. CRD 110377

$2.09B regulatory AUM 42 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-07-13

MO RA
APPROVED

Since 2022-07-13

Branch Locations

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Heartland Capital, Inc	Lake St Louis	MO	10/2009	Present

10/2009 → Present

First Heartland Capital, Inc

Lake St Louis, MO

Other Businesses

FINANCIAL CARE SOLUTIONS. Investment related. SALE AND DISTRIBUTION OF INSURANCE PRODUCTS. Start 7/29/11. SLIC C/O DON HAKE. Not investment related. INVESTMENT CLUB. Account with TD Ameritrade. Start 7/29/11.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-25
S63	Uniform Securities Agent State Law Examination	1991-11-20

S65 Uniform Investment Adviser Law Examination

2020-08-25
S63 Uniform Securities Agent State Law Examination

1991-11-20

View on SEC IAPD