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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-04-26
  • VA RA
    APPROVED
    Since 2010-04-26

Branch Locations

Roanoke, VA • United States

6 Wall St, Martinsville, VA 24112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Roanoke VA 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    Roanoke, VA
Previous Registrations
  • 2006-06-05 → 2010-04-27
    Truist Investment Services, Inc.
    Ridgeway, VA
    Roanoke, VA
    Roanoke, VA
    Martinsville, VA
    Roanoke, VA
  • 1997-03-18 → 2005-11-28
    Roanoke, VA
Other Businesses

1. 10/18/2017 - Rover - Not Investment Related - Home Based - Other-board a dog occasionally - Started 10/01/2017 - 24 Hours Per Month/0 Hours During Securities Trading - Dog Sitter.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-02
S63 Uniform Securities Agent State Law Examination 1992-09-22
  • S66 Uniform Combined State Law Examination
    2006-06-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-22
Other Names
  • David Matt Walker

View on SEC IAPD

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