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John F. Platt

Pin Oak Investment Advisors Inc

Houston, TX

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Current Employers
Pin Oak Investment Advisors Inc

510 Bering Drive Ste 100, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-01-03
  • TX RA
    APPROVED
    Since 2003-01-03

Branch Locations

510 Bering, Suite 100, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pin Oak Investment Advisors, Inc. Houston TX 08/1991 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-14
  • S63 Uniform Securities Agent State Law Examination
    1991-10-14

View on SEC IAPD

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