Stephen Walter Wanvig

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-03-30
FL	RA	APPROVED	2013-03-25

TX RA
APPROVED

Since 2016-03-30
FL RA
APPROVED

Since 2013-03-25

Branch Locations

801 East Venice Ave Unit 4, Venice, FL 34285 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Venice	FL	03/2013	Present

03/2013 → Present

Wells Fargo Advisors Financial Network, Llc

Venice, FL

Previous Registrations

2008-01-01 → 2013-03-22

Wells Fargo Clearing Services, Llc

Venice, FL

Venice, FL
1994-07-18 → 2008-01-01

A. G. Edwards & Sons, Inc.

Venice, FL

Venice, FL

Other Businesses

1. NICOLE'S NICHE INC; NOT INVESTMENT RELATED; SARASOTA, FL 34242; 100% OWNERSHIP WITH SPOUSE; START DATE 1/1/1998; 1 HR PER MONTH, 0 HRS DURING TRADING, VP/SECRETARY AND 10% OWNER. 2. TRUSTEE FOR FATHER'S INSURANCE TRUST; INVESTMENT RELATED; SARASOTA , FL; START DATE 5/18/93; 10 MINUTES MONTH; 0 HRS DURING TRADING. 3. SOUTH CREEK HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; VENICE, FL; BEAUTIFY NEIGHBORHOOD; VICE PRESIDENT; START DATE 1/2011; 1 HR MONTH; 0 HRS DURING TRADING; DUTIES: SIT IN MONTHLY MEETINGS. 4. TRUSTEE FOR FATHER'S REV LIVING TRUST; INV. RELATED; SARASOTA, FL; START DATE 8/2016; 0 HRS PER MONTH. 5. 801 EAST VENICE AVE CONDO ASSOCIATION, NOT INV RELATED, VENICE, FL. START: 11/1/16, 0 HOURS/MONTH, 0 DURING TRADING, FACILITATES OFFICE BUILDING BEAUTIFICATION. THE WANVIG FOUNDATION INC, INVT RELATED, OSPREY, FL, TREASURER, START DATE 9/6/2002, 0 HRS PER MONTH, 0 HRS DURING TRADING, TREASURY DUTIES. WANVIG PRIVATE WEALTH MANAGEMENT, LLC, INVT RELATED, VENICE, FL, 90% OWNERSHIP, START DATE 4/1/2020, 160 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE. TRUSTEE OF DECEASED FATHER'S TRUST; INV. RELATED; SARASOTA, FL; START DATE 1/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-01-03

S63 Uniform Securities Agent State Law Examination

1992-01-03

Designations

Certified Financial Planner

Other Names

Stephen W Wanvig

View on SEC IAPD