David Aaron Cohen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-10
FL	RA	APPROVED	2011-02-25

TX RA
APPROVED_RES

Since 2022-01-10
FL RA
APPROVED

Since 2011-02-25

Branch Locations

8150 North Wickham Road, Melbourne, FL 32940 • United States

Satellite Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Melbourne	FL	02/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2011 → Present

Morgan Stanley Smith Barney

Melbourne, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1992-01-02 → 2011-02-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melbourne, FL

Rockledge, FL

Other Businesses

1. STONE FINANCIAL LLC; MELBOURNE, FL; THE COMPANY LOANS MONEY TO PEOPLE WITH BAD CREDIT TO BY CARS; DUTIES ARE TO TRANFER MONEY FROM ONE ACCOUNT TO ANOTHER ONCE A MONTH. IF APROVED I WILL BE THE SOLE OWNER OF THE BUSINESS. WIFE CURRENTLY OWNS IT; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 07/2012

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-07
S63	Uniform Securities Agent State Law Examination	1991-12-18

S66 Uniform Combined State Law Examination

2007-09-07
S63 Uniform Securities Agent State Law Examination

1991-12-18

View on SEC IAPD