Glen Thomas Flanaghan

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2022
  Td Ameritrade, Inc.
  West Hartford, CT
• 01/2013 → 12/2022
  Td Ameritrade Investment Management, Llc
  West Hartford, CT
• 01/2022 → 03/2024
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 07/2022 → 03/2024
  Charles Schwab Bank, Ssb
  West Hartford, CT
• 12/2022 → 03/2024
  Charles Schwab And Co., Inc.
  West Hartford, CT
• 04/2024 → 12/2024
  Fisher Investments
  Plano, TX
• 12/2024 → Present
  Td Bank N.A.
  Hartford, CT
• 12/2024 → Present
  Td Private Client Wealth Llc
  Hartford, CT

Previous Registrations

• 2024-04-12 → 2024-12-12
  Fisher Investments
  West Hartford, CT
  Plano, TX
• 2022-01-26 → 2024-04-12
  Charles Schwab & Co., Inc.
  West Hartford, CT
• 2013-01-08 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  West Hartford, CT
  Stamford, CT
  Stamford, CT
  West Hartford, CT
• 2013-01-08 → 2022-10-14
  Td Ameritrade, Inc.
  West Hartford, CT
  Stamford, CT
  West Hartford, CT
• 2011-08-22 → 2013-01-04
  Voya Financial Advisors, Inc.
  Windsor, CT
• 2007-03-13 → 2011-07-26
  Global Portfolio Strategies, Inc.
  Hartford, CT
• 2006-06-01 → 2007-02-27
  Cetera Investment Services Llc
  West Hartford, CT
• 2005-01-19 → 2006-05-16
  Newalliance Investments, Inc.
  New Haven, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-03-02
• S65 Uniform Investment Adviser Law Examination
  2003-10-24

Other Names

• Glen T Flanaghan
• Glen Flanaghan
• Glen Thomas Flanaghan