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Brian Douglass Matlock

Mercer Global Advisors Inc.

Colleyville, TX

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-13
  • TX RA
    APPROVED
    Since 2024-09-13

Branch Locations

26 Main Street, Colleyville, TX 76034 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Institutional Ft. Worth TX 08/2013 05/2019
Steward Wealth Management Colleyville TX 05/2019 07/2024
Mercer Global Advisors Inc. Colleyville TX 08/2023 08/2024
Mercer Global Advisors Inc. Colleyville TX 09/2024 Present
Previous Registrations
  • 2020-09-11 → 2023-10-31
    Steward Wealth Management
    Colleyville, TX
  • 2012-09-12 → 2013-04-01
    Wwk Wealth Advisors
    Keller, TX
    Fort Worth, TX
  • 2011-10-18 → 2013-03-27
    Lpl Financial Llc
    Keller, TX
    Colleyville, TX
    Keller, TX
  • 2004-03-09 → 2005-05-05
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-22
S66 Uniform Combined State Law Examination 2011-10-17
S63 Uniform Securities Agent State Law Examination 1992-05-15
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
  • S66 Uniform Combined State Law Examination
    2011-10-17
  • S63 Uniform Securities Agent State Law Examination
    1992-05-15

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
JASI FINANCIAL, INC.
ASCENT CAPITAL PARTNERS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JEFFREY ADAM GRANGER
AUSTIN TYLER GANSKY
Kelci McGinnis
William M Nous
MATTHEW WALLACE
Jeffrey Jay Sanders
Kristin Elaine Chevalier
TYLER D LITTLE

Other Offices

J.P. MORGAN SECURITIES LLC · COLLEYVILLE, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEYVILLE, TX
PNC WEALTH MANAGEMENT LLC · COLLEYVILLE, TX
EDWARD JONES · COLLEYVILLE, TX
LPL FINANCIAL LLC · COLLEYVILLE, TX
LPL FINANCIAL LLC · EULESS, TX
JASI FINANCIAL, INC. · GRAPEVINE, TX
ASCENT CAPITAL PARTNERS, LLC · Grapevine, TX

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