Arthur Joseph Aube

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-03-21

GA RA
APPROVED

Since 2024-03-21

Branch Locations

Athens, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
A & M Tax & Accounting Service, Inc.	Athens	GA	02/1981	Present
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

02/1981 → Present

A & M Tax & Accounting Service, Inc.

Athens, GA
01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2003-03-14 → 2005-12-21

Avantax Advisory Services

Athens, GA

Other Businesses

1. FIXED INSURANCE, LIFE/ANNUITIES/LONG-TERM CARE 2. A & M TAX & ACC SERV INC, ACCOUNTING BOOKKEEPING TAX PREP, 150 PIONEER RD ANTHEM GA 30605, OWNER, START 01/1981, 40-55HR/WK

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-11-01

S63 Uniform Securities Agent State Law Examination

1991-11-01

Designations

Certified Financial Planner

Other Names

Art Aube

View on SEC IAPD