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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-31 |
| CA | RA | APPROVED | 2004-05-27 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
Danvile, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Oakland | CA | 03/2008 | Present |
| City National Bank | Oakland | CA | 09/2016 | Present |
1) TUCKER & ASSOCIATES REAL ESTATE SERVICES; ADDRESS: 4185 BLACKHAWK PLAZA CIRCLE, SUITE 104 DANVILLE, CA 94506; BUSINESS DESCRIPTION: RESIDENTIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 05/01/2006; CAPACITY: OWNER-PASSIVE; DUTIES: MANAGEMENT DECISIONS; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 2) NAME OF ENTITY: Tucker Family Vineyards LLC ADDRESS: 4290 Silver Meadow Court Danville CA 94506 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Wine Sales START DATE: 07.31.23 CAPACITY: Owner - Active, Officer, Director, Partner DUTIES: Managerial HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-12 |
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