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Michael Tartaglia

Oppenheimer & Co. Inc.

Florham Park, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-13
  • NJ RA
    APPROVED
    Since 2026-03-13

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Short Hills NJ 06/2009 07/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 07/2019
Wells Fargo Clearing Services Llc Short Hills NJ 07/2019 01/2026
Oppenheimer & Co. Inc. Florham Park NJ 03/2026 Present
Previous Registrations
  • 2019-07-18 → 2026-02-23
    Wells Fargo Clearing Services, Llc
    Short Hills, NJ
    Morris Plains, NJ
  • 2009-06-01 → 2019-07-22
    Morgan Stanley
    Short Hills, NJ
  • 2007-10-26 → 2009-06-01
    Morgan Stanley & Co. Llc
    Short Hills, NJ
  • 2003-10-14 → 2007-11-02
    A. G. Edwards & Sons, Inc.
    Short Hills, NJ
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-26
S63 Uniform Securities Agent State Law Examination 1992-09-11
  • S65 Uniform Investment Adviser Law Examination
    1997-04-26
  • S63 Uniform Securities Agent State Law Examination
    1992-09-11
Designations

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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