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Shawn Christopher Force

Wellington Investment Advisors

Bloomington, IN

CRD 2187042

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Employer firm

Wellington Investment Advisors CRD 283853

$261M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Wellington Investment Advisors

121 E. 6Th Street Suite 2, Bloomington, IN 47408 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-08-16
  • IN RA
    APPROVED
    Since 2016-08-16

Branch Locations

121 E. 6Th Street Suite 2, Bloomington, IN 47408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Bloomington IN 10/2011 09/2016
Wellington Investment Advisors Bloomington IN 08/2016 Present
Private Client Services Llc Louisville KY 09/2016 12/2017
Previous Registrations
Other Businesses

Wellington Investment Advisors. 121 E 6th St Ste 2 Bloomington IN 47408. Registered Representative and Investment Management. 160 hrs/month; 6 hrs during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-30
  • S66 Uniform Combined State Law Examination
    2012-05-30

View on SEC IAPD

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