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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22

Branch Locations

Fresh Meadows, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 12/1999 06/2019
Tiaa-Cref Individual & Institutional Services, Llc New York NY 12/1999 06/2019
Prudential Insurance Company Of America Fresh Meadows NY 08/2019 Present
Prudential Investment Management Services Llc Fresh Meadows NY 08/2019 Present
Gwfs Equities, Inc. Congers NY 04/2022 Present
  • 12/1999 → 06/2019
    Tiaa
    New York, NY
  • 12/1999 → 06/2019
    New York, NY
  • 08/2019 → Present
    Prudential Insurance Company Of America
    Fresh Meadows, NY
  • 08/2019 → Present
    Prudential Investment Management Services Llc
    Fresh Meadows, NY
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Congers, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-27
S63 Uniform Securities Agent State Law Examination 1993-01-21
  • S65 Uniform Investment Adviser Law Examination
    2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    1993-01-21
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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