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Winston Oliver Thomas

Morgan Stanley

El Cerrito, CA

San Francisco, CA

Menlo Park, CA

Walnut Creek, CA

CRD 2186814

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-31
CA RA APPROVED 2016-08-16
  • TX RA
    APPROVED_RES
    Since 2019-01-31
  • CA RA
    APPROVED
    Since 2016-08-16

Branch Locations

El Cerrito, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co Inc San Francisco CA 08/2016 Present
  • 08/2016 → Present
    Morgan Stanley & Co Inc
    San Francisco, CA
Previous Registrations
  • 2008-07-11 → 2016-08-15
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2007-04-02 → 2008-06-30
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-21
S63 Uniform Securities Agent State Law Examination 1995-10-16
  • S65 Uniform Investment Adviser Law Examination
    2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    1995-10-16

View on SEC IAPD

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