Alice Michelle Naef

LPl Financial LLC

Hortonville, WI

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-01

WI RA
APPROVED

Since 2025-01-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Hazelhurst, WI • United States

Hortonville, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Menasha	WI	01/2000	10/2017
Investment Centers Of America	Appleton	WI	10/2000	10/2017
Lpl Financial Llc	Fort Mill	SC	10/2017	Present

01/2000 → 10/2017

Sii Investments, Inc.

Menasha, WI
10/2000 → 10/2017

Investment Centers Of America

Appleton, WI
10/2017 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2016-04-01 → 2017-10-10

Investment Centers Of America, Inc.

Aberdeen, SD

Appleton, WI

Hastings, MN

Lubbock, TX

Northfield, MN

Sidney, MT
2001-09-07 → 2017-10-09

Sii Investments, Inc.

Austin, TX

Appleton, WI

Appleton, WI

Appleton, WI

Chanute, KS

Rochester, NY

Horicon, WI

Olney, IL

Paola, KS

Kansas City, MO

Kansas City, MO

Lakewood, OH

Lincoln, NE

Lincoln, NE

Lakeport, CA

Lincoln, NE

Fort Collins, CO

Eagan, MN

Salina, KS

Fremont, NE

Arlington, TX

Menominee, MI

Muskego, WI

Brooklyn, MI

Jupiter, FL

Ft Lauderdale, FL

York, NE

Madawaska, ME

Cook, NE

Mesa, AZ

Hastings, NE

Dundee, MI

Wichita, KS

Magnolia, TX

Zimmerman, MN

Minneapolis, MN

Fairfield, NJ

Lincoln, NE

Green Bay, WI

Omaha, NE

Temple, TX

Urbana, IL

Monticello, MN

Appleton, WI

Melbourne, FL

Long Beach, CA

Waterloo, IA

Birmingham, MI

New Market, MD

Hagerstown, MD

Franklin, TN

Houston, TX

Vancouver, WA

Sunderland, MD

Rockford, IL

Brookfield, WI

Florence, KY

San Diego, CA

East Troy, WI

Nashville, TN

New York, NY

West Orange, NJ

Boca Raton, FL

Fayetteville, AR

Grand Island, NE

Leawood, KS

West Des Moines, IA

Florence, WI

Appleton, WI

Appleton, WI

Fairfax, VA

Appleton, WI
2016-04-01 → 2017-10-09

Invest Financial Corporation

Appleton, WI

Appleton, WI
2016-04-06 → 2017-10-09

National Planning Corporation

Appleton, WI

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-31
S63	Uniform Securities Agent State Law Examination	1992-07-23

S66 Uniform Combined State Law Examination

2016-03-31
S63 Uniform Securities Agent State Law Examination

1992-07-23

Other Names

Alice Michelle Pollitt
Alice Michelle Hittle
Alice Michelle Powell
Alice Michelle Hittle

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SCHWAB WEALTH ADVISORY, INC.

PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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