Scott David Smith

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-09
IN	RA	APPROVED	1998-12-14

TX RA
APPROVED_RES

Since 2006-10-09
IN RA
APPROVED

Since 1998-12-14

Branch Locations

202 South Michigan Street Suite 320, South Bend, IN 46601-1812 • United States

Granger, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	South Bend	IN	09/2005	03/2020
Ameriprise Financial Service, Llc	South Bend	IN	09/1991	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

South Bend, IN
09/1991 → Present

Ameriprise Financial Service, Llc

South Bend , IN

Other Businesses

Board of Directors; Smith; Scott; Board Member; 550 East Wallen Road, , Fort Wayne, IN, 46825; Not Investment-Related; 08/12/2020; 1 to 9 hours per month; 0 during trading hours / Smith; Scott D; Board Member; 610 North Michigan Avenue, Suite 300, South Bend, IN, 46601; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-03-26

S63 Uniform Securities Agent State Law Examination

1992-03-26