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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Somerset | NJ | 09/2005 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Wall Township | NJ | 03/2017 | Present |
INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME,DISABILITY,PROPERTY & CASUALTY,FIXED ANNUITIES,LIFE/ACCIDENT/HEALTH,LTC - FROM BUSINESS ADDRESS - 3 SECURITY HOURS AND 2 NON SECURITY HOURS - SINCE 04/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-03 |
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