Michael Andrew Thomas

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-01-28

CA RA
APPROVED

Since 2021-01-28

Branch Locations

315 S Main St, Templeton, CA 93465 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Newport Beach	CA	01/2012	01/2021
Raymond James Financial Services, Inc	Lake Forest	CA	01/2021	Present
Raymond James Financial Services Advisors	Lake Forest	CA	01/2021	Present

01/2012 → 01/2021

Raymond James & Associates, Inc.

Newport Beach, CA
01/2021 → Present

Raymond James Financial Services, Inc

Lake Forest, CA
01/2021 → Present

Raymond James Financial Services Advisors

Lake Forest, CA

Previous Registrations

2012-01-13 → 2021-01-25

Raymond James & Associates, Inc.

Newport Beach, CA
2003-05-13 → 2012-01-17

Wells Fargo Clearing Services, Llc

Seal Beach, CA

Seal Beach, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-07-23

S63 Uniform Securities Agent State Law Examination

1992-07-23

View on SEC IAPD

Current Employers

Raymond James Financial Services Advisors, Inc

Disclosures

Employment History

Previous Registrations

Exams

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