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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-10 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
919 Winton Road South Suite 207, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Rochester | NY | 03/2007 | 07/2025 |
| Adam Financial Planning | Rochester | NY | 03/2007 | Present |
| Lpl Financial Llc | Rochester | NY | 07/2025 | Present |
1- 07/2025 - Adam Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2007 - 160 hours per month/ during trading 2- 07/2025 - Adam Financial Planning - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/01/1993 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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