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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-10-06 |
Branch Locations
2326 North Highway 16 Business Rockefeller Centre - Suite 9, Denver, NC 28037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Denver | NC | 10/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Denver | NC | 10/2014 | Present |
(1)Name of Business: Elmore Financial Group Address: 2326 N Nc 16 Business Hwy Ste 9, Denver, NC, 28037, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/15/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Admin/FA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-27 |
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