Steven Thomas Raymond

Employer firm

Nasdaq Dorsey Wright CRD 104925

$1.01B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Periodicals / newsletters
• Educational seminars
• RESEARCH & CHART SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  Dorsey Wright & Assoc
  Richmond, VA

Previous Registrations

• 2004-10-26 → 2025-12-31
  Nasdaq Dorsey Wright
  Richmond, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-14
• S63 Uniform Securities Agent State Law Examination
  1991-12-13

Other Names

• Steve Raymond