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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-10-02 |
| DE | RA | APPROVED | 2021-09-30 |
| NY | RA | APPROVED | 2021-04-12 |
| TX | RA | APPROVED | 2007-02-27 |
| NJ | RA | APPROVED | 2006-06-30 |
Branch Locations
100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Hauppauge | NY | 08/1991 | 01/2026 |
| Bay Brass Musical Group | Baiting Hollow | NY | 08/2023 | Present |
| Janney Montgomery Scott Llc | Hauppauge | NY | 01/2026 | Present |
1. Comsewogue Union Free School District, Port Jefferson Station, NY; Not Investment Related; Title/Position: Musician; Duties: Playing percussion for High School musicals (02/2020); Devotes 12 hours/month; Compensated. 2. No Doubt World Famous Monday Night Band, Riverhead, NY. Vice President/Musician (2016) - occasional band board meetings, playing evenings and quarterly concerts. Not investment related, perform during non-business hours, not compensated. 3. Westhampton Beach High School Music Department, Westhampton Beach, NY. Musician (01/2025) for High School Chorus. Not investment related, compensated, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-29 |
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