Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED 2021-05-24
CT RA APPROVED 2017-11-29
NJ RA APPROVED 2017-11-29
NC RA APPROVED 2017-11-29
PA RA APPROVED 2017-11-29
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED
    Since 2021-05-24
  • CT RA
    APPROVED
    Since 2017-11-29
  • NJ RA
    APPROVED
    Since 2017-11-29
  • NC RA
    APPROVED
    Since 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29

Branch Locations

633 Route 211 E, Middletown, NY 10941 • United States

1Qt0, 140 Crystal Run Road, NY 10941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Adv Monroe NY 03/1999 Present
National Planning Corporation Santa Monica CA 04/2008 12/2017
Lpl Financial Llc Middletown NY 11/2017 Present
  • 03/1999 → Present
    Affinity Adv
    Monroe, NY
  • 04/2008 → 12/2017
    National Planning Corporation
    Santa Monica, CA
  • 11/2017 → Present
    Middletown, NY
Previous Registrations
  • 2008-06-04 → 2017-12-01
    National Planning Corporation
    Tarrytown, NY
    Middletown, NY
    Los Angeles, CA
Other Businesses

1. 11/29/2017 - AFFINITY ADVANTAGE FINANCIAL SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 3/14/2014 - 30 Hours Per Month/0 Hours During Securities Trading - Time Spent 75%. 2. 11/29/2017 - AFFINITY ADVANTAGE SENIOR ADVISORS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/4/2014 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 25% - OWNER - Medicare and Group Health. 3. 11/29/2017 - AFFINITY ADVANTAGE INC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 2010 - 10 Hours Per Month/0 Hours During Securities Trading - PRESIDENT/CPA/PFS. 4. 11/29/2017 - THOMAS AMMONS CPA/PFS - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 3/14/2014 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 10/14/2020 - AFFINITY ADVANTAGE MEDICARE SOLUTIONS - Investment Related - At Reported Business Location(s) - Insurance Agency - OWNER - Started 09/15/2020 - 60 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-14
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Middletown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor