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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2021-05-24 |
| CT | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
Branch Locations
633 Route 211 E, Middletown, NY 10941 • United States
1Qt0, 140 Crystal Run Road, NY 10941 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Affinity Adv | Monroe | NY | 03/1999 | Present |
| National Planning Corporation | Santa Monica | CA | 04/2008 | 12/2017 |
| Lpl Financial Llc | Middletown | NY | 11/2017 | Present |
1. 11/29/2017 - AFFINITY ADVANTAGE FINANCIAL SOLUTIONS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 3/14/2014 - 30 Hours Per Month/0 Hours During Securities Trading - Time Spent 75%. 2. 11/29/2017 - AFFINITY ADVANTAGE SENIOR ADVISORS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/4/2014 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 25% - OWNER - Medicare and Group Health. 3. 11/29/2017 - AFFINITY ADVANTAGE INC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 2010 - 10 Hours Per Month/0 Hours During Securities Trading - PRESIDENT/CPA/PFS. 4. 11/29/2017 - THOMAS AMMONS CPA/PFS - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 3/14/2014 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 10/14/2020 - AFFINITY ADVANTAGE MEDICARE SOLUTIONS - Investment Related - At Reported Business Location(s) - Insurance Agency - OWNER - Started 09/15/2020 - 60 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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