Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Conshohocken | PA | 06/2007 | 03/2018 |
| Ameriprise Financial Services Inc | Chadds Ford | PA | 03/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Allentown | PA | 03/2020 | 09/2024 |
| Lpl Financial, Llc | Wilmington | DE | 09/2024 | Present |
1) 08/29/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - Start 09/04/2024 - at reported business location(s) 2) 09/30/2024 - Trend Wise Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business Location(s) - Start Date 9/16/2024 - 160 Hours per Month/ 9 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
Reach out to this advisor