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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-30 |
| CA | RA | APPROVED | 2011-08-15 |
Branch Locations
Los Altos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 08/2011 | Present |
1. Investment House, LLC, co-owner of private entity created to operate securities business, advisory, and insurance businesses, as of 06/08/2011, 100% of time spent during business hours, Conducted at branch, investment-related. 2. Fixed insurance sales, as of 06/08/2011, 100% of time spent during business hours, Conducted at branch, investment related. 3. Anomalous Business Systems, also known as Willow Glen Tax Services, administrative-clerical duties; as of 02/01/2013, Less than 2% of time spent during business hours, conducted at branch, non-investment related. 4. Sole owner of rental property, as of 06/01/2013, 0% of time spent during business hours, not conducted at branch, not investment related. 5. POA & Executor; non-client; Located in San Jose, CA, as of 09/18/2025; 0% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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