Eugene James Yelverton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 07/2019
  Securities America Inc
  Jackson, MS
• 06/2016 → 07/2019
  Securities America Advisors
  Jackson, MS
• 07/2019 → Present
  Lpl Financial, Llc
  Ridgeland, MS

Previous Registrations

• 2016-07-08 → 2019-08-01
  Securities America Advisors, Inc.
  Ridgeland, MS
  Jackson, MS
  Jackson, MS
• 2014-05-08 → 2016-07-20
  Lpl Financial Llc
  Durant, MS
  Brandon, MS
  Brandon, MS
  Pearl, MS
  Flowood, MS
  Clinton, MS
  Canton, MS
  Cleveland, MS
  Philadelphia, MS
  Koscuisko, MS
  Ackerman, MS
  Ridgeland, MS
  Brandon, MS
  Ridgeland, MS
• 2011-07-13 → 2014-05-19
  Intl Advisory Consultants Inc.
  Jackson, MS
• 2011-07-05 → 2011-07-15
  Lpl Financial Llc
  Madison, MS
• 2010-03-05 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Jackson, MS
• 2003-09-12 → 2010-03-10
  Fsc Securities Corporation
  Jackson, MS
  Jackson, MS

Other Businesses

1. 07/01/2011 - MCP3 ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ RIDGELAND, MS 2. 07/26/2019 - Notary Services - Notary - Investment Related - At Reported Business Location(s) - Start Date 6/8/2016 - 0 Hours Per Month/ During Trading 3. 07/26/2019 - Yelverton & Co. LLC - Business Entity For Tax/Investment Purposes Only - Jackson. MS - Start Date 7/23/2003 - 0 Hours Per Month/ During Trading 4. 10/16/2019 - Ideal Retirement - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/14/2019 - 20 hrs/mo - 5 hrs during trading. 5. 08/28/2024 - MCP3 Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/14/2022 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-09
• S63 Uniform Securities Agent State Law Examination
  1992-06-12

Other Names

• Gene Yelverton
• Gene Yelverton
• Gene James Yelverton
• Gene James Yelverton