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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-18 |
| IL | RA | APPROVED | 2023-01-17 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2016 | 01/2023 |
| Bank Of America, N.A. | Chicago | IL | 09/2016 | 01/2023 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 01/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-15 |
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