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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-09
AZ RA APPROVED 2024-03-28
LA RA APPROVED 2024-03-20
GA RA APPROVED 2024-03-18
NM RA APPROVED 2024-03-15
NC RA APPROVED 2024-03-14
NV RA APPROVED 2023-05-01
TX RA APPROVED 2022-01-26
  • FL RA
    APPROVED
    Since 2024-10-09
  • AZ RA
    APPROVED
    Since 2024-03-28
  • LA RA
    APPROVED
    Since 2024-03-20
  • GA RA
    APPROVED
    Since 2024-03-18
  • NM RA
    APPROVED
    Since 2024-03-15
  • NC RA
    APPROVED
    Since 2024-03-14
  • NV RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

401 Congress Ave, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank Austin TX 09/1995 Present
Frost Brokerage Services, Inc. Austin TX 07/1996 Present
Frost Investment Services Austin TX 01/2017 Present
  • 09/1995 → Present
    Frost National Bank
    Austin, TX
  • 07/1996 → Present
    Frost Brokerage Services, Inc.
    Austin, TX
  • 01/2017 → Present
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-11
  • S63 Uniform Securities Agent State Law Examination
    1991-12-11
Designations

View on SEC IAPD

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