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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-18
GA RA APPROVED 2003-03-19
  • TX RA
    APPROVED_RES
    Since 2016-11-18
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

3325 Paddocks Pkwy Ste 110, Suwanee, GA 30024-6060 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Suwanee GA 09/2005 03/2020
Ameriprise Financial Services, Llc Suwanee GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5400 Roswell Road, Unit M-10, Atlanta, GA 30042, ,; Investment-Related; 01/01/1999 / Single Family; 4095 Sinclair Shores Road, Cumming GA 30041, ,; Investment-Related; 11/03/2017.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-18
  • S63 Uniform Securities Agent State Law Examination
    1991-11-18
Other Names
  • Mark Tabak

View on SEC IAPD

Other Firms

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