Heather Maureen Henn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 11/2009 → Present
  Bank Of America, N.A.
  Atlanta, GA

Previous Registrations

• 1998-01-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

I*706238Name: Chubby Cardinal LLC Address: Atlanta, Georgia, 30328 Owner start date: 2/1/22 Hours: 2 hrs annually Hours during trading hours: 0 Duties: Real estate investments FOR-PROFIT ORGANIZATION NAME: H.H.INVESTMENT RELATED: NO ADDRESS : CUMMING, GA 30042SOLE PROPRIETORSHIP POSITION: Atlanta, Georgia, 30328START: 3/25/13hours: 5 ANNUALLY- TRADING HOURS: 0DUTIES: RENTAL PROPERTIES FOR-PROFIT ORGANIZATIONNAME: H.H.INVESTMENT RELATED: NADDRESS : ST DAWSONVILLE, GEORGIANATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION: Owner START DATE: 3/25/13HOURS DEVOTED: 5 ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL REAL ESTATE FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME: H.H.INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CUMMING, GEORGIA NATURE OF BUSINESS: SOLE PROPRIETORSHIP POSITION: Owner START DATE: 3/25/13HOURS DEVOTED: 5 ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL REAL ESTATE FOR-PROFIT ORGANIZATIONNAME: H.H.INVESTMENT RELATED: NADDRESS: GAINESVILLE, GEORGIANATURE: SOLE PROPRIETORSHIP START DATE: 3/25/13HOURS DEVOTED: 5 ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY FOR-PROFIT ORGANIZATIONNAME: T. H.INVESTMENT RELATED: NADDRESS:CUMMING, GEORGIA 30342NATURE: REAL ESTATEPOSITION: OWNER START DATE: 10/08/13HOURS DEVOTED: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESIDENTIAL RENTAL PROPERTY I*73313FOR-PROFIT ORGANIZATIONNAME: WAR HILL PARK, LLCINVESTMENT RELATED: YADDRESS:DAWSONVILLE, GEORGIA 30534NATURE: LLCPOSITION: OWNER START DATE: 6/27/14HOURS DEVOTED: 10 HRS ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY I*80545FOR-PROFIT ORGANIZATIONNAME: SILVER CREEK, LLCINVESTMENT RELATED: Y ADDRESS:ATLANTA, GEORGIA 30040NATURE: LLCPOSITION: OWNER START DATE: 3/27/15HOURS DEVOTED: 10 HRS ANNUALLYHOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RESIDENTIAL RENTAL REAL ESTATE I*10976Rental Property Name: H.and T. Henn Investment related: No Address of business: The Villages, Florida 32162Nature of business: Rental PropertyPosition: Co-owner with other family members Start date: 5/13/21Hours devoted: 1 hr Devoted during trading hours: 0 I*1192253Entity For Profit Name: Silver Creek, LLC Investment related: No Atlanta, Georgia, 30328LLC Owner Start date: 2/21/23Hours devoted: 10 hrs Yearly Residential Rental Property investments I*2116267, Entity Type: Entity Charitable, Name of OBA: Holy Innocents Episcopal School, Address: Atlanta, Georgia, 30327, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 01-Jan-2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: Committee on Trustees-Help with the selection of future trustees to the Board I*: 2233257 Entity Type: Charitable Name of OBA: Young Mens Service League Address: Plano, TX 75093 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/01/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Parliamentarian

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-09
• S63 Uniform Securities Agent State Law Examination
  1992-02-14

Designations

• Certified Financial Planner

Other Names

• Heather Maureen Buck