Best Investors Account Sign in

Duane James Rodewald

Steward Partners Investment Advisory, LLC

Lake Oswego, OR

Stamford, CT

Portland, OR

Claim This Profile
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-05-03
TX RA APPROVED 2023-05-01
  • OR RA
    APPROVED
    Since 2023-05-03
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

4949 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Investment Solutions, Llc Lake Oswego OR 04/2009 Present
Steward Partners Global Advisory, Llc Lake Oswego OR 04/2021 Present
Steward Partners Investment Advisory, Llc Lake Oswego OR 05/2023 Present
  • 04/2009 → Present
    Steward Partners Investment Solutions, Llc
    Lake Oswego, OR
  • 04/2021 → Present
    Steward Partners Global Advisory, Llc
    Lake Oswego, OR
  • 05/2023 → Present
    Steward Partners Investment Advisory, Llc
    Lake Oswego, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-05
S63 Uniform Securities Agent State Law Examination 1991-11-06
  • S66 Uniform Combined State Law Examination
    2003-05-05
  • S63 Uniform Securities Agent State Law Examination
    1991-11-06

View on SEC IAPD

Other Firms

PANORAMIC CAPITAL PARTNERS LLC
NORTHMARQ FUND MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
CWM, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACIFIC RIDGE CAPITAL PARTNERS, LLC
APELLA WEALTH

Other Investors

Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
PACIFIC RIDGE CAPITAL PARTNERS, LLC · LAKE OSWEGO, OR

More in Lake Oswego, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor