Richard John Hageman

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → 09/2020
  Proequities, Inc.
  Park Ridge, IL
• 04/1999 → Present
  Avantax Planning Partners, Inc.
  Neenah, WI
• 09/2020 → 09/2025
  Avantax Investment Services, Inc.
  Neenah, WI
• 01/2020 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Neenah, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Neenah, WI

Other Businesses

1) AVANTAX PLANNING PARTNERS, INC POSITION: FINANCIAL ADVISOR NATURE: INVESTMENT ADVISORY INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 04/01/1999 ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002 DESCRIPTION: INVESTMENT ADVISORY SERVICES 2) FIFTY CAL ARMS LLC POSITION: Owner NATURE: guns/accessories sales NOT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 3067 Buttercup Rd., Neenah WI 54956, United States DESCRIPTION: I am a gun enthusiast and amateur competitive shooter. I'm interested in extending my hobby by getting a Federal Firearms License (FFL) to facilitate purchase/sales for myself, family and friends. Licensing required me to setup a business entity. This would only be a spare-time, low-volume business for me as I will continue to work full-time in my primary occupation as a financial advisor. All transactions would be in compliance with state and federal laws.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-17

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Rick Hageman
• Richard Hageman