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Kenneth Eugene Varndell

Osaic Wealth, Inc.

Carmel, IN

CRD 2184933

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-09
IN RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-06-09
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northstar Capital Group Indianapolis IN 04/2000 Present
Signator Investors, Inc. Carmel IN 05/2016 11/2018
Osaic Wealth, Inc. Carmel IN 11/2018 Present
  • 04/2000 → Present
    The Northstar Capital Group
    Indianapolis, IN
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Carmel, IN
  • 11/2018 → Present
    Carmel, IN
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Carmel, IN
    Carmel, IN
  • 2004-03-30 → 2016-05-13
    Carmel, IN
    Carmel, IN
    Sullivan, IN
  • 2001-09-18 → 2004-03-31
    Osaic Fs, Inc.
    Carmel, IN
  • 2001-12-14 → 2004-03-29
    Independent Advisers Group Corp
    Carmel, IN
Other Businesses

1. NORTHSTAR CAPITAL GROUP POSITION: Registered Representative and Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2000 ADDRESS: 15686 Beth Page Trail, Carmel IN 46033-5510, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. NORTHSTAR CAPITAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/30/1987 ADDRESS: 15686 Beth Page Trail, Carmel IN 46033-5510, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-23
S63 Uniform Securities Agent State Law Examination 1992-01-02
  • S66 Uniform Combined State Law Examination
    2000-05-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-02
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Kenneth E Varndell
  • Kenneth E Varndell
  • Kenneth Eugene Vardell

View on SEC IAPD

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