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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-09 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northstar Capital Group | Indianapolis | IN | 04/2000 | Present |
| Signator Investors, Inc. | Carmel | IN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Carmel | IN | 11/2018 | Present |
1. NORTHSTAR CAPITAL GROUP POSITION: Registered Representative and Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2000 ADDRESS: 15686 Beth Page Trail, Carmel IN 46033-5510, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. NORTHSTAR CAPITAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/30/1987 ADDRESS: 15686 Beth Page Trail, Carmel IN 46033-5510, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-02 |
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