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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-06-12 |
Branch Locations
1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeside Commercial Cleaners | Lake Charles | LA | 08/2011 | 04/2024 |
| Raymond James Financial Services,Inc | Lake Charles | LA | 01/2015 | 06/2018 |
| Andreas Global Asset Management Group | Lake Charles | LA | 01/2015 | 06/2018 |
| Jp Morgan Securities, Llc | Lake Charles | LA | 07/2018 | 12/2019 |
| Jp Morgan Chase Bank, N.A. | Lake Charles | LA | 07/2018 | 12/2019 |
| Morgan Stanley | Lake Charles | LA | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-02 |
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