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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2021-03-03 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
Lakewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | New York | NY | 10/2001 | 03/2017 |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
1) INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-1HRS SECURITIES, 0HRS NONSECURITIES- LIFE/ACCIDENT/HEALTH & LONG-TERM CARE-SINCE 12/2014 2) OWNER-RENTAL PROPERTY-FROM RESIDENTIAL ADDRESS-1HRS SECURITIES, 0HRS NONSECURITIES-SINCE 11/2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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