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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-19 |
| TN | RA | APPROVED | 2023-09-19 |
| AR | RA | APPROVED | 2019-03-20 |
| TX | RA | APPROVED | 2019-03-20 |
Branch Locations
6075 Poplar Ave., Suite 900, Memphis, TN 38119 • United States
3975 W. New Hope Road, Rogers, AR 72758 • United States
4220 N Rodney Parham, Little Rock, AR 72212 • United States
4625 S National Ave, Springfield, MO 65810 • United States
1222 Demonbreun, Nashville, TN 37203 • United States
8319 Preston Rd, Dallas, TX 78225 • United States
3000 Mallory Ln, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simmons First Investment Group, Inc. | Little Rock | AR | 09/2003 | 03/2019 |
| Lpl Financial Llc | Rogers | AR | 03/2019 | Present |
| Simmons Bank | Rogers | AR | 03/2019 | Present |
| Simmons First Investment Group, Inc. | Little Rock | AR | 03/2019 | 07/2019 |
1) 3/20/19- Simmons Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s) - 90% 2) 10/12/2023 - Simmons Bank - Financial Institution Duty - Program Manager, Director of Investment Services - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 1 Hour Per Month/ During Trading 3) 05/31/2024 - Inv Related - Bentonville, AR - Real Estate Rental - Started: 1/1/2024 - 2 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-29 |
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