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Thomas Michael Klippstein

Morgan Stanley

Grosse Pointe Farms, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-20
TX RA APPROVED_RES 2009-12-15
  • MI RA
    APPROVED
    Since 2010-05-20
  • TX RA
    APPROVED_RES
    Since 2009-12-15

Branch Locations

130 Kercheval Avenue, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Grossepointe Farms MI 04/2007 Present
Morgan Stanley Smith Barney Grosse Pointe Farms MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Grossepointe Farms, MI
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Grosse Pointe Farms, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1991-10-07
  • S65 Uniform Investment Adviser Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1991-10-07

View on SEC IAPD

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MARY C COX
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David McCormack

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI
JANNEY MONTGOMERY SCOTT LLC · Grosse Pointe Farms, MI
WELLS FARGO CLEARING SERVICES, LLC · GROSSE POINTE FARMS, MI
FIFTH THIRD SECURITIES, INC. · GROSSE POINTE FARMS, MI
ROBINSON CAPITAL MANAGEMENT, LLC · GROSSE POINTE FARMS, MI

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