Joseph Rocco Dalessio

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-16
TX	RA	APPROVED	2015-04-01

FL RA
APPROVED

Since 2023-08-16
TX RA
APPROVED

Since 2015-04-01

Branch Locations

Palm Coast, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Palm Coast	FL	01/1995	Present
Massmutual Life Insurance Company	Palm Coast	FL	12/1994	Present

01/1995 → Present

Mml Investors Services, Inc.

Palm Coast, FL
12/1994 → Present

Massmutual Life Insurance Company

Palm Coast, FL

Other Businesses

NAME: JOSEPH R D'ALESSIO INV REL:N ADD: 298 HARBOR VILLAGE POINT N PALM COAST FL 32137 NATURE: SALES & SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS POSITION: BROKER DATE: 02/1995 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: SALES AND SERVICING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-02-19

S63 Uniform Securities Agent State Law Examination

1994-02-19

Designations

Chartered Financial Consultant

View on SEC IAPD