Theresa Allen

Current Employers

Employment History

• 07/2010 → 04/2017
  First Republic Securities Company, Llc
  Newport Beach, CA
• 04/2017 → 04/2023
  First Republic Securities Company, Llc
  Newport Beach, CA
• 04/2017 → 04/2023
  First Republic Investment Management, Inc.
  Newport Beach, CA
• 04/2023 → Present
  Rbc Capital Markets, Llc
  Newport Beach, CA

Previous Registrations

• 2010-07-09 → 2023-05-18
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Newport Beach, CA
• 2000-11-09 → 2010-08-06
  U.S. Bancorp Advisors, Llc
  Laguna Hills, CA
  Los Angeles, CA
  Irvine, CA
  Irvine, CA

Other Businesses

(1) Name of Entity: The Wooden Floor Address: 1810 N. Main St. Santa Ana, CA 92706 Investment-related: No Nature of the business: youth development, non-profit organization/ Transforming the lives of young people in low-income communities through the power of dance Role: Board of Directors and Development Committee Start Date: 09/01/2021 Description of duties: Board Chair, Governance Committee Member, attending nonprofit events Number of hours each month: 1 Number of hours during trading: 1 2) NAME OF ENTITY: Shaw's Cove Yacht Club ADDRESS: 668 N. Coast Hwy # 182 Laguna Beach, CA 92651 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Club CAPACITY: Treasurer START DATE: 09/01/2016 DUTIES: Collecting member dues, reimbursing expenditures of Commodores, and providing financials to CPA for tax filing HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-07-16

Other Names

• Theresa Givens
• Theresa Binkley