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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-29
DE RA APPROVED 2026-04-15
NC RA APPROVED 2026-02-12
UT RA APPROVED 2025-09-12
FL RA APPROVED 2025-04-25
MA RA APPROVED 2025-04-17
WV RA APPROVED 2025-04-02
CT RA APPROVED 2025-03-26
GA RA APPROVED 2025-03-13
AZ RA APPROVED 2025-03-12
AL RA APPROVED 2025-02-06
CO RA APPROVED 2024-05-01
PA RA APPROVED 2024-01-17
NY RA APPROVED 2023-07-14
NJ RA APPROVED 2023-06-30
  • SC RA
    APPROVED
    Since 2026-07-29
  • DE RA
    APPROVED
    Since 2026-04-15
  • NC RA
    APPROVED
    Since 2026-02-12
  • UT RA
    APPROVED
    Since 2025-09-12
  • FL RA
    APPROVED
    Since 2025-04-25
  • MA RA
    APPROVED
    Since 2025-04-17
  • WV RA
    APPROVED
    Since 2025-04-02
  • CT RA
    APPROVED
    Since 2025-03-26
  • GA RA
    APPROVED
    Since 2025-03-13
  • AZ RA
    APPROVED
    Since 2025-03-12
  • AL RA
    APPROVED
    Since 2025-02-06
  • CO RA
    APPROVED
    Since 2024-05-01
  • PA RA
    APPROVED
    Since 2024-01-17
  • NY RA
    APPROVED
    Since 2023-07-14
  • NJ RA
    APPROVED
    Since 2023-06-30

Branch Locations

25B Vreeland Road Suite 300, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hillside Advisors Valhalla NY 05/2016 06/2018
Unemployed Short Hills NJ 06/2018 03/2023
Park Avenue Securities Roseland NJ 03/2023 01/2025
Guardian Life Insurance Company Roseland NJ 03/2023 01/2025
Guardian Life Insurance Company Florham Park NJ 01/2025 Present
Park Avenue Securities Florham Park NJ 01/2025 Present
  • 05/2016 → 06/2018
    Hillside Advisors
    Valhalla, NY
  • 06/2018 → 03/2023
    Unemployed
    Short Hills, NJ
  • 03/2023 → 01/2025
    Park Avenue Securities
    Roseland, NJ
  • 03/2023 → 01/2025
    Guardian Life Insurance Company
    Roseland, NJ
  • 01/2025 → Present
    Guardian Life Insurance Company
    Florham Park, NJ
  • 01/2025 → Present
    Park Avenue Securities
    Florham Park, NJ
Other Businesses

1) Name of OBA - Title/Duties: Trustee at Franklin and Marshall College Address: 637 College Avenue, Lancaster, PA 17603 Start Date: 07/01/2019 Number of hours per month & number of hours during normal business hours: 8 hours per month, 3 during normal business hours Investment related or non investment related: Non investment related 2) Name of OBA - Title/Duties: Session Member at Wyoming Presbyterian Church Address: 432 Wyoming Avenue, Millburn, NJ 07041 Start Date: 02/01/2022 Number of hours per month & number of hours during normal business hours: 3 hours per month, 0 during normal business hours Investment related or non investment related: Non investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 1991-12-16
  • S66 Uniform Combined State Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    1991-12-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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