Scott James Taylor

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
SC	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2022-03-25

NJ RA
APP_PEND_IARCE

Since 2026-01-01
SC RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2022-03-25

Branch Locations

1545 Us-206 Ste 300, Bedminster, NJ 07921 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Princeton	NJ	09/1999	08/2017
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	09/1999	08/2017
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	08/2017
Massmutual	Warren	NJ	09/2017	03/2022
Mml Investors Services	Warren	NJ	10/2017	03/2022
Lpl Financial Llc	Bedminster	NJ	03/2022	Present

09/1999 → 08/2017

Northwestern Mutual Life

Princeton, NJ
09/1999 → 08/2017

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
01/2016 → 08/2017

Northwestern Mutual Wealth Management Company

Milwaukee, WI
09/2017 → 03/2022

Massmutual

Warren, NJ
10/2017 → 03/2022

Mml Investors Services

Warren, NJ
03/2022 → Present

Lpl Financial Llc

Bedminster, NJ

Previous Registrations

2017-11-14 → 2022-03-29

Mml Investors Services, Llc

Warren, NJ
2008-02-01 → 2017-08-31

Northwestern Mutual Investment Services, Llc

New Brunswick, NJ

Princeton, NJ

Other Businesses

1)3/2022- Avail Wealth Group, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Bedminster, NJ 2)3/2022- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Bedminster, NJ 3)3/2022- Book of Brokers- Non-Variable Insurance- Agent selling life- inv. related- Bedminster, NJ - start date 3/2022- 2hrs/mth 4) 3/2022- Telluride Madeline 414 LLC- Real Estate Rental- owner- inv. related- 568 Mountain Village BLVD, Unit 414 Telluride, CO- start date 3/1/2017- 0hrs 5)11/02/2023 - Avail Wealth Partners - Inv Related - Chester, NJ - DBA for LPL Business (entity for LPL business) - Start Date: 10/19/2023 - 40 Hrs/Mo; 2 Hrs During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-16
S63	Uniform Securities Agent State Law Examination	1994-11-01

S65 Uniform Investment Adviser Law Examination

2008-01-16
S63 Uniform Securities Agent State Law Examination

1994-11-01

Other Names

Scott J Taylor

View on SEC IAPD